Contact Us

Regulatory Audits

Organizations operating in regulated sectors face increasing scrutiny from authorities to demonstrate strong cyber security governance, resilient IT controls, and compliance with evolving regulatory expectations. Our Regulatory Audits services help organizations assess their adherence to directives issued by RBI, SEBI, IRDAI, NPCI, UIDAI, CERT-In, MeitY, NCIIPC, Central Electricity Authority, and other applicable cyber security guidelines and advisories. We provide independent, structured assessments to identify compliance gaps, control weaknesses, and operational risks. Our objective is to help organizations achieve audit readiness, strengthen regulatory alignment, and build defensible security and compliance postures that withstand regulatory examination and stakeholder scrutiny.

How We Deliver

We follow a structured, regulator-aligned audit methodology tailored to sector-specific requirements.

Regulatory Scope Identification

Determine applicable regulations, circulars, and sector-specific obligations.

Control Framework Mapping

Map organizational controls against regulatory requirements and advisories.

Documentation & Evidence Review

Assess policies, procedures, logs, and compliance evidence.

Control Effectiveness Evaluation

Validate implementation and operational effectiveness of mandated controls.

Gap & Risk Analysis

Identify non-compliance areas, control deficiencies, and regulatory risks.

Audit Reporting & Remediation Support

Deliver structured findings, risk ratings, and actionable remediation guidance.

Frequently Asking Questions

It is an independent assessment of compliance with applicable regulatory cyber security guidelines and directives.

We cover RBI, SEBI, IRDAI, NPCI, UIDAI, CERT-In, MeitY, NCIIPC, CEA, and other applicable authorities.

Yes, it is specifically focused on regulatory compliance requirements and sector-specific mandates.

Yes, we help organizations prepare for regulatory inspections and compliance assessments.

Yes, we consolidate overlapping requirements into a unified compliance view.

Yes, we provide actionable recommendations to close compliance gaps and strengthen controls.

Banking, financial services, insurance, fintech, utilities, and critical infrastructure sectors.

80+ Partners, One Mission